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Junior legal officer
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HSBC Private Bank
Salary: NA
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Switzerland-Romandy - Geneva |
06 Jan |
PURPOSE OF THE ROLE
Analysis of account opening documentation
_____________________________________________________... |
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Administration Manager
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Not Disclosed
Salary: Competitive
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Switzerland-Romandy - Geneva |
06 Jan |
| The Administration Manager is responsible for a wide variety of delegated business, regulatory, sales supervision, compliance... |
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Risk & Compliance Expert (m/w)
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UBS AG Suisse
Salary: Competitive
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Switzerland-Zurich |
23 Dec |
| UBS ist eines der weltweit führenden Finanzinstitute und steuert mit der Einheit Chief Risk Officer nachhaltig sämtliche Ris... |
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Regulatory Reporting Supervisor
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UBS AG
Salary: competitive
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Switzerland-Zurich |
23 Dec |
| UBS is a client-driven global financial services firm. Corporate Center partners the business groups to ensure that UBS opera... |
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Compliance Specialist
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Swisslinx AG
Salary: Competitive package
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Switzerland-Zurich |
12 Dec |
| On behalf of our client, a large and international Trading and Brokerage firm with offices worldwide, Swisslinx is seeking an... |
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Head of Compliance
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BTI Consultants Pte Ltd
Salary: USD$150,000/ year + bonus...
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China-Hong Kong |
08 Jan |
| A Leading Asset Management Company is searching for a Head of Compliance, the position is based in Hong Kong. There are 3 mem... |
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Senior Compliance Manager
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Robert Half International...
Salary: Circa 160,000 - 190,000 U...
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UAE-Dubai |
08 Jan |
| Our Client is within Commodities trading. Due to the business experiencing exceptional growth, a new position of Senior Compl... |
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Compliance AVP – Wealth Management
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Hays Banking
Salary: Base salary circa. SGD 75...
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Singapore |
08 Jan |
| Leading global wealth management firm, Base salary circa. SGD 75k – 85k p.a. plus bonus
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Senior Compliance Manager
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Aim Higher Consultancy Li...
Salary: Negotaible
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China-Hong Kong |
08 Jan |
| Our client, one of the leading player in Insurance Business, is seeking for a Senior Compliance Manager to join their expandi... |
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Attorney with Hedge Fund Formation & Investment Management Experience
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The Boldon Group
Salary: Excellent
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USA-NY-New York City |
08 Jan |
| Our client is seeking an attorney with at least seven years experience in all aspects of the fund management practice. This... |
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Hedge Fund Operations/Compliance
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The Boldon Group
Salary: Competitive
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USA-CA-San Francisco |
08 Jan |
| Innovative Hedge fund seeks a serious financial professional to join their expanding team. The ideal candidate would comb... |
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Fund Lawyers Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
08 Jan |
| Funds Lawyers sought by this top tier firm. |
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Compliance Manager (5-8 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
08 Jan |
| Our client is seeking someone to take up a leadership position and establish a compliance function. |
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Project Finance Lawyer (3-4 yrs pqe) Tokyo, Japan
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Hughes Castell (Hong Kong...
Salary: Excellent
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Japan-Tokyo |
08 Jan |
| Our client, a diverse international law firm, is seeking a lawyer with established experience in project finance. |
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Compliance Officer (3-7 yrs exp) Hong Kong
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Hughes Castell (Hong Kong...
Salary: Excellent
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China-Hong Kong |
08 Jan |
| Leading provider of financial market intelligence urgently seeks a seasoned compliance professional. |
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Attorney-Broker-Dealer/Compliance
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IJC Partners, LLC.
Salary: Base & Bonus
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USA-NY-New York City |
08 Jan |
| Our client is looking for an attorney with expertise in broker-dealer legal and compliance issues to join the team. |
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Compliance Senior Manager / Manager
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SearchAsia Hong Kong
Salary: Open to negotiation
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China-Hong Kong |
08 Jan |
| My client is an international Investment Bank. |
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Compliance - Assistant Manager / Officer
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SearchAsia Hong Kong
Salary: Open
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China-Hong Kong |
08 Jan |
| Compliance - Assistant Manager / Officer
(Brokerage) |
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Compliance Sydney, Senior Professional
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Morgan Stanley
Salary: not disclosed
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Australia-Sydney |
08 Jan |
| See job description below |
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Manager – Associate Director, Internal Audit
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Robert Walters Japan KK
Salary: Up to Y18m
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Japan-Tokyo |
08 Jan |
| The company is seeking a candidate with high project management skills and internal audit experience for Manager position wit... |
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Senior Compliance Manager, Capital Markets
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Carmichael Fisher
Salary: Six Figure Salary Package
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Australia-Sydney |
08 Jan |
| Small team. Global Financial Institution. Opportunity to be a key player in the Australian Business. |
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Chief Compliance Officer
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Michael Page
Salary: 150,000 - 250,000
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USA-NY-New York City |
08 Jan |
| Dynamic Global Hedge Fund is looking for a Chief Compliance Officer with 10-15 years of experience in Investment Adviser's Co... |
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Compliance Manager
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Robert Half Financial Ser...
Salary: 90,000.00 to 110,000.00
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Canada-ON-Toronto |
07 Jan |
| Calling all Compliance professionals! Are you looking to bring your unique profile to a large, well established organization?... |
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Qualifications Analyst - Securities
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Not Disclosed
Salary: Flexible
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USA-MD-Gaithersburg |
07 Jan |
| Qualifications Examinations are used to qualify and license registered representatives in the securities industry to work bas... |
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Manager Client and Sales Support
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Indigo City
Salary: £300 per day
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UK-London |
07 Jan |
| Leading Investment Bank based in the City has an opportunity to manage its Client and Sales Support team of 20 staff. |
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Head of Compliance, Americas
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Not Disclosed
Salary: Salary will be in the 100...
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USA-KY-Louisville |
07 Jan |
| This is your chance to join the largest non-bank international payments systems company in the world as their Head of Complia... |
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Regulatory Risk, Retail Investments
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Citifocus
Salary: £Attractive Package
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UK-London |
07 Jan |
| High calibre individuals with strong legal/regulatory risk background and superior knowledge of the retail/private client fin... |
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Compliance Analyst
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Sandton Group
Salary: Competitive Package
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UK-London |
07 Jan |
| Responsible for performing a variety of moderately complex activities related to the portfolio compliance function in an effo... |
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Compliance Head of Europe
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Not Disclosed
Salary: Paid in sterling - low ta...
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UK-Channel Islands |
07 Jan |
| Head of Compliance for Europe is responsible for the effective management of the European compliance operational teams. The... |
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Commodities Compliance Officer
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Badenoch & Clark
Salary: £60-85K
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UK-London |
07 Jan |
| Leading Investment Bank still actively recruiting for a Commodities Advisory Compliance Associate Director. |
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